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Job Title :
Senior Manager / Associate Director, Individual Financial Products (IFP) Compliance, Compliance HK
Job ID :
Category :
Legal & Compliance
Location :
HKHO-Manulife Financial Centre, HongKong HK
Job Type :
Full Time
Posted On :
Job Description :

Are you looking for unlimited opportunities to develop and succeed? With work that challenges and makes a difference, within a flexible and supportive environment, we can help our customers achieve their dreams and aspirations.

Role Summary:.

Provide compliance and advisory support for Individual Financial Products team supporting on business projects and new compliance initiatives.

Job Description:
  • Provide compliance support for Individual Financial Products team;
  • Assist in the development of effective compliance programs, including identification, evaluation of controls for relevant regulatory requirements;
  • Advise and support the implementation policies/ procedures and control measures including selling processes, post sales operations;
  • Support the IFP business to roll out new regulatory requirements and ongoing monitoring;
  • Provide compliance advice and clearance on product, sales and marketing materials for intermediaries and media releases;
  • Provide advisory support on business projects and new compliance initiatives; 
  • Compile regular compliance/ regulatory reports and support annual corporate compliance reporting exercises.

  • Degree holder in Law, Accounting, Finance or Business Administration;
  • At least 5 years’ compliance / regulatory / compliance related consulting experience with 3 years in the area of insurance or asset management compliance preferred;
  • Experience in dealing with regulators, such as the Office of the Commissioner of Insurance, Hong Kong Federation of Insurers and Securities and Futures Commission.
  • Good communication skills in English and Chinese, both spoken and written;
  • Good analytical and problem-solving skills;
  • Regulatory or compliance related experience;
  • Willing to accept challenges and able to work under pressure;
  • Attentive to details and able to work independently and proactively;
  • Good product knowledge of life insurance business.
About Manulife
Manulife Financial Corporation is a leading international financial services group that helps people achieve their dreams and aspirations by putting customers' needs first and providing the right advice and solutions. We operate as John Hancock in the United States and Manulife elsewhere. We provide financial advice, insurance, as well as wealth and asset management solutions for individuals, groups and institutions. At the end of 2016, we had approximately 35,000 employees, 70,000 agents, and thousands of distribution partners, serving more than 22 million customers. At the end of 2016, we had $977 billion (US$728 billion) in assets under management and administration, and in the previous 12 months we made almost $26 billion in payments to our customers.
Our principal operations are in Asia, Canada and the United States where we have served customers for more than 100 years. With our global headquarters in Toronto, Canada, we trade as 'MFC' on the Toronto, New York, and the Philippine stock exchanges and under '945' in Hong Kong.
Manulife is committed to supporting a culture of diversity and accessibility across the organization.   It is our priority to remove barriers to provide equal access to employment.  A Human Resources representative will consult with applicants contacted to participate at any stage of the recruitment process who request an accommodation. Information received regarding the accommodation needs of applicants will be addressed confidentially.

Legal & Compliance
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